Compliance MIS Analyst Jobs in Abu Dhabi – UAE at SUNDUS RECRUITMENT & OUTSOURCING SERVICES LLC
Title: Compliance MIS Analyst
Company: SUNDUS RECRUITMENT & OUTSOURCING SERVICES LLC
Location: Abu Dhabi – UAE
Type: Full Time
Category: Banking, Finance
The Compliance Organisation Unit is responsible for ensuring that the Bank complies with all relevant external laws and regulations applicable in the various jurisdictions that the Bank operates in. Significantly this includes compliance with Sanctions, Anti Money Laundering (AML) and Counter Terrorist Financing (CTF) requirements not only of the countries that the Bank operates in but increasingly there is an expectation of compliance with those of key US and EU regulators:
The Organisation Unit achieves this by:
Setting out the relevant regulatory requirements and expectations that the Bank must comply with in an Obligations Register which then maps these to the Bankâ€™s policies, procedures and processes (including systems);
Working with the business to monitor and set appropriate policies, procedures and processes to ensure compliance with regulatory requirements, expectations and industry best practices;
Providing official written and informal guidance and advice on Compliance matters to the respective businesses as and when required (e.g. on a client, product or transaction basis);
Ensuring that appropriate training is given to all relevant staff on the Banks policies and procedures. This includes the provision of training on key policies and procedures such as Sanctions, AML and CTF;
Undertaking periodic, risk based, Compliance Monitoring to ensure the Bankâ€™s policies and procedures are being complied with and escalates to management significant non-compliance;
Managing key Compliance systems such as Customer Screening, Payment screening, Transaction screening and AML Monitoring; and
Managing the alert investigation process arising from the key Compliance systems and making the necessary escalations to management and disclosures to the relevant authorities.
Responding to all regulatory requests to review and provide relevant information (e.g. customer, transaction, policy, procedure, training, compliance monitoring and process details) or cooperation in a timely manner.
Graduate degree in Mathematics/Statistics.
Certification for Power BI, Qlikview, Tableau, Cognos
At least 5 years of experience with Business Intelligence Reporting tools such as Cognos, Power BI and Qlikview.
At least 5 years of experience in preparing MIS.
At least 5 years of data analysis experience.
At least 5 years of relevant experience in large banking/financial institutions.
Compliance Department needs to submit information regularly to the regulators, law enforcement, auditors and other teams within the bank. This information should be submitted within an agreed timeframe and should be accurate and complete. The role will cover the following activities:
Timely, accurate and complete reporting to the regulators, law enforcement and auditors
Support data requests for Central Bank audits
Inform, request and collate data from multiple teams across multiple jurisdictions
Assist internal compliance team for KRI and Monthly presentations
Prepare presentations as needed by the senior management
Streamline the process for Central Bank reporting
Assist internal compliance team for thematic analysis of data such as correspondent banking queries
Support MIS team for their BAU activities